Our AML/CTF and FinCrime Compliance and Risk Management Services

Our services relating to AML/CTF Reforms for-

1. Tranche 1 Reporting Entities to align their current AML/CTF framework with the new regime

2. Tranche 2 (new) Reporting Entities to build a new AML/CTF Compliance Framework in line with the AML/CTF reforms

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• Readiness & Gap Assessments​

  • AML/CTF Risk Assessment ​

  • Design and implementation of AML/CTF Program

  • Risk-based controls tailored to business size, complexity and customer profile

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• Policies, Procedures & Governance Frameworks:

  • AML/CTF policies, procedures and manuals

  • Board and senior management oversight frameworks

  • Roles and responsibilities (including AML Compliance Officer support)

 

• Design of customer due diligence

  • Initial CDD, onboarding and verification frameworks,

  • Enhanced Due Diligence (EDD) for higher-risk customers and transactions

  • Ongoing customer due diligence and review triggers

  • Transaction monitoring framework design, Alert handling, decision-making frameworks

  • SMR governance and submission framework

  • Integration with business operations and systems

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• Record-keeping, reporting and audit readiness

• Training & Awareness Programs

 

• Regulatory Engagement & AUSTRAC Support; 

  • AUSTRAC enrolment update;

  • AUSTRAC registration support

 

• Ongoing Compliance & Advisory Support​

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