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Governance and Regulatory Engagement

Appropriate Governance in the AML/CTF and FinCrime compliance and risk management is essential to identify, manage and mitigate financial crime risks, comply with the regulatory obligations, and protect an organisation's reputation. A robust governance architecture is important for the success of AML /CTF compliance framework and provides a structured framework for managing AML /CTF and FinCrime compliance and risks.

As your AML/CTF Advisors, we can assist you in establishing a robust governance framework that spans across board and management oversight, establishing accountabilities, reporting of risks and relevant matters, raising the emerging and existing risks to the management and board, robust documentation, change management and more.

Regulatory engagement is another key area for any reporting entity. As AML/CTF and FCC Advisors, we provide expert advice and support in engaging with the regulatory bodies, and helping you navigate inquiries, audits, and inspections smoothly. Proactive regulatory engagement and managing of regulatory issues is an equal contributor in any AML/CTF framework’s success. 

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COMPLIENSE ADVISORS PTY LTD
ABN: 46 670 831 464

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Compliense Advisors Pty Ltd acknowledges the Traditional Custodians of country throughout Australia and their connections to land, sea and community. We pay our respect to the Elders past, present and emerging, and extend that respect to all Aboriginal and Torres Strait Islander peoples.

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